Privacy Policy for ATI Wealth Partners, LLC
Federal law requires ATI Wealth Partners, LLC to obtain and record information or identifying documents in order to verify the identity of each client. Additionally, we will need to collect some confidential personal information in order to put together a financial plan. ATI Wealth Partners, LLC is committed to safeguarding the confidentiality, integrity and security of the nonpublic personal information that is entrusted to us.
Information Sharing
As an independent firm, we do not have any affiliated companies with which we share your information. We also do not provide your personal information to mailing list vendors or solicitors. In fact, we do not provide your personal information to any unaffiliated third party, except where required by law or allowed by your express consent. Federal and state regulators may review our company records and your personal records as permitted under law. From time to time, we may disclose limited, non-identifying information to attorneys, accountants, or other financial professionals solely for the purpose of obtaining a second opinion or to gain assistance in reviewing a specific circumstance regarding your situation.
Secure Environment
ATI Wealth Partners, LLC stores your information electronically in a secure format, and takes reasonable precautions to maintain a secure office and computer environment to ensure that your confidential information is not placed at unreasonable risk.
Categories of Information Collected
The categories of nonpublic information that ATI Wealth Partners, LLC collects may include:
- Information provided by clients in order to complete a financial plan
- Information provided by clients in agreements, applications, and other documents required for maintaining accounts
- Information provided by clients orally
- Information received from third parties (brokerage firms, consumer reporting agencies, etc). about our clients' transactions
Any information collected will be used to help you meet your personal financial goals.
Maintenance of Information
As required by law, and consistent with the CFP Board of Ethics and Professional Responsibility, your information will be retained during the time that you are a client, and for the required time that such records must be retained in accordance with federal and state securities laws. If you decide at some point to become an inactive client, we will continue to adhere to our privacy policies and practices with respect to your information.
Changes to this Privacy Policy
ATI Wealth Partners, LLC will notify you if our privacy policy is expected to materially change. By law, we are required to deliver this Privacy Notice to clients annually in writing.
Information Sharing
As an independent firm, we do not have any affiliated companies with which we share your information. We also do not provide your personal information to mailing list vendors or solicitors. In fact, we do not provide your personal information to any unaffiliated third party, except where required by law or allowed by your express consent. Federal and state regulators may review our company records and your personal records as permitted under law. From time to time, we may disclose limited, non-identifying information to attorneys, accountants, or other financial professionals solely for the purpose of obtaining a second opinion or to gain assistance in reviewing a specific circumstance regarding your situation.
Secure Environment
ATI Wealth Partners, LLC stores your information electronically in a secure format, and takes reasonable precautions to maintain a secure office and computer environment to ensure that your confidential information is not placed at unreasonable risk.
Categories of Information Collected
The categories of nonpublic information that ATI Wealth Partners, LLC collects may include:
- Information provided by clients in order to complete a financial plan
- Information provided by clients in agreements, applications, and other documents required for maintaining accounts
- Information provided by clients orally
- Information received from third parties (brokerage firms, consumer reporting agencies, etc). about our clients' transactions
Any information collected will be used to help you meet your personal financial goals.
Maintenance of Information
As required by law, and consistent with the CFP Board of Ethics and Professional Responsibility, your information will be retained during the time that you are a client, and for the required time that such records must be retained in accordance with federal and state securities laws. If you decide at some point to become an inactive client, we will continue to adhere to our privacy policies and practices with respect to your information.
Changes to this Privacy Policy
ATI Wealth Partners, LLC will notify you if our privacy policy is expected to materially change. By law, we are required to deliver this Privacy Notice to clients annually in writing.